Richard Cooper

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (13 Nov 2018 to 16 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 7 Apr 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF30 Customer (25 Jun 2010 to 13 Mar 2017)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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