Richard Colin Bygrave

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Jul 2024)
  • Brunswick Investment Management Limited (no longer approved here)

    FRN 618199

    • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2024)
    • CF30 Customer (8 Jan 2019 to 8 Dec 2019)
    • CF1 Director (7 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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