Richard Cole

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 30 Sep 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (17 Feb 2017 to 7 Jul 2017)
    • [PRA CF] Managing a material risk taker (17 Feb 2017 to 7 Jul 2017)
    • [PRA CF] Significant risk taker or Material risk taker (17 Feb 2017 to 30 Sep 2020)
    • CF29 Significant management (17 Sep 2010 to 28 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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