Richard Christopher Thorne

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 Nov 2021)
    • CF30 Customer (since 27 Sep 2021)
  • Apollo Private Wealth Ltd

    FRN 776254

    • (5)Employed By (since 27 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apollo Private Wealth Ltd

  2. controlled function added: (5)Employed By at Apollo Private Wealth Ltd