Richard Childs

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2025 to 26 Jan 2026)
    • [FCA CF] Material risk taker (24 Apr 2025 to 26 Jan 2026)
    • [FCA CF] Client dealing (24 Apr 2025 to 26 Jan 2026)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Dec 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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