Richard Charlton

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQUITABLE LIFE ASSURANCE SOCIETY,(THE)

    FRN 110340

    • SMF16 Compliance Oversight (since 6 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Sep 2024)
    • SMF4 Chief Risk (since 6 Sep 2024)
  • UTMOST LIFE AND PENSIONS LIMITED

    FRN 775704

    • SMF16 Compliance Oversight (since 6 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Sep 2024)
    • SMF4 Chief Risk (since 6 Sep 2024)
  • BORDER TO COAST PENSIONS PARTNERSHIP LIMITED (no longer approved here)

    FRN 800511

    • [FCA CF] Manager of certification employee (17 May 2021 to 31 Dec 2023)
    • [FCA CF] Material risk taker (17 May 2021 to 31 Dec 2023)
    • [FCA CF] Significant management (17 May 2021 to 31 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.