Richard Charles Taylor

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clear Financial Solutions (Midlands) Ltd

    FRN 708582

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 7 Apr 2017)
    • CF1 Director (AR) (28 Oct 2020 to 25 Mar 2025)
    • CF30 Customer (28 Oct 2020 to 25 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (2 Jul 2020 to 25 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Mar 2025)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2016 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (4 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2016 to 8 Dec 2019)
  • Clear Wealth Management (Midlands) Ltd (no longer approved here)

    FRN 929040

    • Employed By (28 Oct 2020 to 25 Mar 2025)
  • Cooper Assurance Services (1913) (no longer approved here)

    FRN 121633

    • Employed By (9 Feb 2000 to 28 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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