Richard Charles Stuart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Intelligent Financial Advisory Ltd (no longer approved here)
FRN 669729
- Responsibility for MCD Intermediation (10 Feb 2022 to 29 Aug 2025)
- Responsible for Insurance Distribution (10 Feb 2022 to 29 Aug 2025)
- SMF16 Compliance Oversight (10 Feb 2022 to 29 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Feb 2022 to 29 Aug 2025)
- SMF3 Executive Director (10 Feb 2022 to 29 Aug 2025)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.