Richard Charles Salter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kingfisher Independent Financial Planning LLP

    FRN 562475

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
    • [FCA CF] Client dealing (since 31 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
    • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (15 Sep 2011 to 28 Dec 2011)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 23 Nov 2011)
    • CF4 Partner (AR) (22 Mar 2007 to 5 Apr 2009)
    • CF24 Pension Transfer Specialist (13 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
  • Trowbridge Financial Services LLP (no longer approved here)

    FRN 432213

    • Employed By (13 Nov 2006 to 8 Dec 2019)
  • Belgrave Asset Management Ltd (no longer approved here)

    FRN 206518

    • Employed By (1 Dec 2001 to 28 Feb 2003)
  • Belgrave Investment Services Ltd (no longer approved here)

    FRN 183464

    • Employed By (19 Apr 1999 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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