Richard Charles Platt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LOCHAIN PATRICK INSURANCE BROKERS LTD (no longer approved here)

    FRN 309344

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Jan 2020 to 31 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (21 Jan 2013 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 22 Jan 2013)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.