Richard Charles Pitkeathly Merry

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PREMIER FUND MANAGERS LIMITED
FRN 143097
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- CF30 Customer (28 Oct 2015 to 8 Dec 2019)
W H Ireland Limited (no longer approved here)
FRN 140773
- CF30 Customer (24 Apr 2012 to 3 Oct 2014)
WINTERFLOOD SECURITIES LIMITED (no longer approved here)
FRN 141455
- CF26 Customer Trading (1 Dec 2001 to 1 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.