Richard Charles Kay

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [PRA CF] Managing a material risk taker (1 Feb 2018 to 3 May 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Jun 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF21 Investment Adviser (8 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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