Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (27 Jun 2017 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF21 Investment Adviser (20 Nov 2002 to 3 Oct 2005)
    • CF7 Sole Trader (AR) (28 Sep 2002 to 3 Oct 2005)
  • APD Financial Services Limited (no longer approved here)

    FRN 219193

    • (2)Employed By (28 Sep 2002 to 3 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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