Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (14 Oct 2016 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 13 Dec 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • E-Mex Home Funding Limited (no longer approved here)

    FRN 305370

    • CF2 Non Executive Director (31 Oct 2004 to 13 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.