Richard Charles Austin Caston

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RJD Partners Limited

    FRN 208588

    • SMF16 Compliance Oversight (since 12 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Apr 2022)
    • [FCA CF] CASS oversight function (since 1 Apr 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (10 Jul 2002 to 31 Oct 2007)
    • CF1 Director (10 Jul 2002 to 8 Dec 2019)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • [FCA CF] Material risk taker (1 Apr 2022 to 14 Jan 2026)
    • [FCA CF] Client dealing (15 Nov 2021 to 14 Jan 2026)
    • [FCA CF] Functions requiring qualifications (15 Nov 2021 to 1 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.