Richard Charles Alexander Francis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFFINIA LIMITED (no longer approved here)

    FRN 165386

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Aug 2021)
    • CF10 Compliance Oversight (11 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.