Richard Chappell Turnbull

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MONTPELLIER ASSET MANAGEMENT LIMITED

    FRN 521333

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2020)
    • [FCA CF] Client dealing (since 14 Dec 2020)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2021)
    • CF30 Customer (27 Mar 2017 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (5 Jan 2009 to 26 Apr 2009)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 14 Jul 2010)
    • CF21 Investment Adviser (26 Jun 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jun 2002 to 26 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.