Richard Chamberlain

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Manager of certification employee (since 4 Aug 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (9 Oct 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (14 Aug 2017 to 1 Nov 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 1 Nov 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 1 Nov 2020)
    • CF30 Customer (9 Oct 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 21 Jun 2009)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.