Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 26 Mar 2026)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Jul 2015)
    • Employed By (since 27 Jul 2015)
  • Face to Face Independent Financial Advisers Ltd (no longer approved here)

    FRN 195864

    • (3)Employed By (1 Dec 2001 to 12 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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