Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Mathieson Capital Fund Management LLP
FRN 230592
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jun 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 2 Feb 2024)
- SMF1 Chief Executive (9 Dec 2019 to 2 Feb 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (19 Nov 2004 to 31 Oct 2007)
- CF4 Partner (3 Mar 2004 to 15 May 2006)
- CF11 Money Laundering Reporting (3 Mar 2004 to 8 Dec 2019)
- CF21 Investment Adviser (3 Mar 2004 to 31 Oct 2007)
- CF27 Investment Management (3 Mar 2004 to 31 Oct 2007)
- CF3 Chief Executive (3 Mar 2004 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Mar 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (3 Mar 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.