Richard Campbell James

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Algorithmic trading (since 7 Apr 2026)
    • [FCA CF] Client dealing (since 9 May 2025)
    • [FCA CF] Manager of certification employee (since 9 May 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (5 Jul 2021 to 10 Jun 2022)
    • [FCA CF] Material risk taker (9 May 2017 to 4 Oct 2022)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (5 Jul 2021 to 22 Jan 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (28 Aug 2019 to 8 Oct 2019)
    • [FCA CF] Material risk taker (9 May 2017 to 4 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.