Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Liberate Wealth Solutions Limited
FRN 722573
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 9 Dec 2020)
- Appointed representative dealing with clients for which they require qualification (since 12 Sep 2020)
- CF30 Customer (since 11 Oct 2016)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jan 2024)
- SMF3 Executive Director (9 Dec 2019 to 23 Jan 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 23 Jan 2024)
- CF1 Director (AR) (19 Dec 2016 to 23 Apr 2025)
- CF1 Director (11 Oct 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Oct 2016 to 8 Dec 2019)
- Responsibility for MCD Intermediation (11 Oct 2016 to 28 Jun 2022)
- Responsible for Insurance Mediation (11 Oct 2016 to 30 Sep 2018)
- CF10 Compliance Oversight (11 Oct 2016 to 8 Dec 2019)
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Liberate Wealth (Thornton) Limited
FRN 622855
- (3)Employed By (since 15 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
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