Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Dec 2025)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (27 Jan 2010 to 8 Dec 2019)
    • CF1 Director (27 Jan 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Jan 2010 to 8 Dec 2019)
    • CF3 Chief Executive (27 Jan 2010 to 8 Dec 2019)
  • GATE CAPITAL GROUP LTD. (no longer approved here)

    FRN 189170

    • CF2 Non Executive Director (14 Jan 2002 to 23 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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