Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 18 Dec 2020)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • CF10 Compliance Oversight (6 May 2014 to 6 May 2015)
    • CF1 Director (7 Aug 2012 to 14 Dec 2017)
    • CF11 Money Laundering Reporting (15 May 2012 to 12 Nov 2012)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF1 Director (7 Aug 2012 to 14 Dec 2017)
    • CF11 Money Laundering Reporting (15 May 2012 to 12 Nov 2012)
    • CF10 Compliance Oversight (15 May 2012 to 12 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.