Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 13 Sep 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Feb 2022)
- [FCA CF] Manager of certification employee (2 Jan 2025 to 17 Nov 2025)
- [PRA CF] Managing a material risk taker (15 Nov 2021 to 21 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (6 Jul 2018 to 9 Sep 2021)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Significant management (since 13 Sep 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Feb 2022)
- [FCA CF] Manager of certification employee (2 Jan 2025 to 17 Nov 2025)
- [PRA CF] Managing a material risk taker (15 Nov 2021 to 21 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (6 Jul 2018 to 9 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.