Richard Bowden Ayers

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIRAE ASSET SECURITIES (UK) LTD.

    FRN 149240

    • [FCA CF] Material risk taker (since 26 Nov 2024)
    • [FCA CF] Client dealing (since 29 Sep 2022)
  • RIA Capital Markets Limited (no longer approved here)

    FRN 219706

    • [FCA CF] Proprietary trader (22 Jul 2020 to 6 May 2022)
    • [FCA CF] Material risk taker (22 Jul 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (22 Jul 2020 to 6 May 2022)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (3 Jun 2013 to 8 Dec 2019)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (16 Dec 2008 to 1 Mar 2013)
    • CF21 Investment Adviser (2 Sep 2005 to 31 Oct 2007)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (275)CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (275)CF21 Investment Adviser at Novate Global Markets Limited