Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 May 2025)
    • [FCA CF] Client dealing (since 12 May 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2025)
    • CF30 Customer (29 Oct 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (5 Apr 2013 to 27 Sep 2013)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (5 Apr 2013 to 27 Sep 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (20 Jun 2011 to 9 Dec 2015)
    • CF30 Customer (1 Nov 2007 to 9 Dec 2015)
    • CF21 Investment Adviser (23 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.