Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 29 Sep 2021)
    • [FCA CF] Significant management (since 17 Feb 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Feb 2017)
    • [FCA CF] Client dealing (since 22 Nov 2016)
    • [PRA CF] Managing a material risk taker (since 22 Nov 2016)
    • [FCA CF] Manager of certification employee (22 Nov 2016 to 5 Aug 2021)
    • [FCA CF] Manager of certification employee (since 29 Sep 2021)
    • [PRA CF] Managing a material risk taker (since 13 Jul 2018)
    • [FCA CF] Significant management (since 13 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2018)
    • [FCA CF] Manager of certification employee (13 Jul 2018 to 5 Aug 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (3 Sep 2013 to 6 Mar 2016)
    • CF26 Customer Trading (23 Mar 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (3 Sep 2013 to 6 Mar 2016)
    • CF26 Customer Trading (23 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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