Richard Beswick

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (17 Sep 2018 to 14 Jun 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (27 Oct 2016 to 14 Jun 2019)
    • [FCA CF] Manager of certification employee (27 Oct 2016 to 14 Jun 2019)
    • CF30 Customer (16 Oct 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (28 Apr 2004 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (4 Apr 2003 to 16 Apr 2004)
    • CF22 Investment Adviser (Trainee) (11 Nov 2002 to 4 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.