Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TTR BARNES FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 196946

    • CF30 Customer (1 Nov 2007 to 9 Oct 2015)
    • CF10 Compliance Oversight (27 Jan 2006 to 31 Dec 2014)
    • CF11 Money Laundering Reporting (27 Jan 2006 to 18 Sep 2013)
    • CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.