Richard Berger

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (21 Apr 2020 to 1 Nov 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (21 Apr 2020 to 1 Nov 2021)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Client dealing (24 Feb 2020 to 1 Nov 2021)
    • [FCA CF] Manager of certification employee (24 Feb 2020 to 1 Nov 2021)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF26 Customer Trading (1 Dec 2001 to 27 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.