Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (30 Nov 2020 to 12 Mar 2024)
    • [FCA CF] Manager of certification employee (30 Nov 2020 to 12 Mar 2024)
    • CF1 Director (3 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
  • PARTNERS GROUP (UK) LIMITED (no longer approved here)

    FRN 401307

    • [FCA CF] Client dealing (30 Nov 2020 to 12 Mar 2024)
    • [FCA CF] Manager of certification employee (30 Nov 2020 to 12 Mar 2024)
    • CF30 Customer (17 Oct 2017 to 8 Dec 2019)
  • Investcorp Credit Management EU Limited (no longer approved here)

    FRN 446483

    • CF1 Director (5 Jul 2012 to 8 Jan 2017)
    • CF30 Customer (5 Jul 2012 to 8 Jan 2017)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (16 Jun 2010 to 14 Jun 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (22 Sep 2009 to 2 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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