Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
New Leaf Distribution Limited
FRN 460421
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 26 Jun 2023)
- CF30 Customer (since 22 Jun 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
-
Sterling Welsh Limited
FRN 680894
- (2)Employed By (since 22 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.