Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Oct 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Jun 2004 to 31 Oct 2007)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (22 Oct 2002 to 21 Apr 2004)
    • CF26 Customer Trading (22 Oct 2002 to 21 Apr 2004)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (22 Oct 2002 to 21 Apr 2004)
    • CF26 Customer Trading (22 Oct 2002 to 21 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.