Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2025)
    • [FCA CF] Client dealing (since 28 Aug 2025)
    • [FCA CF] Client dealing (since 28 Aug 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (3 Aug 2021 to 11 Aug 2025)
    • [FCA CF] Material risk taker (3 Aug 2021 to 31 Dec 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (23 Jun 2020 to 11 Aug 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Aug 2025)
    • CF30 Customer (9 Nov 2009 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (23 Jun 2020 to 11 Aug 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Aug 2025)
    • CF30 Customer (9 Nov 2009 to 6 Mar 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (23 Jun 2020 to 22 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2022)
    • CF30 Customer (2 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.