Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Client dealing (since 28 Jun 2019)
- CF30 Customer (12 Jul 2011 to 6 Mar 2016)
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Bank of Scotland plc
FRN 169628
- [FCA CF] Client dealing (since 28 Jun 2019)
- CF30 Customer (12 Jul 2011 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.