Richard Anthony Pexton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cincinnati Global Underwriting Agency Limited
FRN 204979
- SMF12 Chair of the Remuneration Committee (since 12 Nov 2019)
- SMF9 Chair of the Governing Body (since 10 Dec 2018)
- SIMF9 Chairman (28 Apr 2016 to 9 Dec 2018)
Bridge Specialty International Limited (no longer approved here)
FRN 305827
- CF1 Director (AR) (15 Jan 2015 to 31 Mar 2016)
WESTFIELD SPECIALTY MANAGING AGENCY LTD (no longer approved here)
FRN 204975
- CF1 Director (20 Jan 2003 to 10 Dec 2008)
- CF8 Apportionment and Oversight (20 Jan 2003 to 10 Dec 2008)
- CF3 Chief Executive (20 Jan 2003 to 10 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.