Richard Anthony Hawkings

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 14 Aug 2013)
    • CF30 Customer (since 17 Sep 2008)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • Heriot Hughes Wealth Management Limited

    FRN 695091

    • (1)Employed By (since 18 May 2015)
  • Richard Hawkings Financial Planning Limited

    FRN 604980

    • (1)Employed By (since 31 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.