Richard Anthony Evans

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STRUCTURED FINANCIAL PLANNING LTD.

    FRN 440742

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (17 May 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (4 Jan 2006 to 31 Mar 2009)
    • CF1 Director (4 Jan 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Jan 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Jan 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2006 to 30 Sep 2018)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (15 Oct 2004 to 31 Dec 2005)
    • CF1 Director (AR) (15 Oct 2004 to 31 Dec 2005)
  • Structured Financial Planning Ltd (no longer approved here)

    FRN 409404

    • Employed By (15 Oct 2004 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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