Richard Anthony Durgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Oct 2014)
    • CF1 Director (AR) (since 20 Oct 2014)
  • Zenith WM Limited

    FRN 518734

    • Employed By (since 15 Oct 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (20 Jun 2012 to 17 Sep 2014)
  • Regency Wealth Ltd (no longer approved here)

    FRN 578309

    • (24)Employed By (20 Jun 2012 to 17 Sep 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (24 Mar 2009 to 22 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.