Richard Anthony Charnock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED

    FRN 197340

    • SMF9 Chair of the Governing Body (since 17 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 19 May 2023)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Apr 2022)
    • CF3 Chief Executive (19 Sep 2007 to 8 Dec 2019)
    • CF1 Director (19 Sep 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (19 Sep 2007 to 31 Oct 2007)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF1 Director (1 Jan 2014 to 12 Dec 2017)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF1 Director (1 Sep 2012 to 1 Jan 2014)
    • CF3 Chief Executive (1 Sep 2012 to 1 Jan 2014)
    • CF10a CASS Oversight function (1 Sep 2012 to 1 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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