Richard Anthony

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 6 Sep 2022)
    • [FCA CF] Algorithmic trading (since 21 Oct 2016)
    • [PRA CF] Managing a material risk taker (since 21 Oct 2016)
    • [FCA CF] Manager of certification employee (since 21 Oct 2016)
    • [FCA CF] Client dealing (since 21 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 May 2016)
    • CF30 Customer (20 Oct 2010 to 6 Mar 2016)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Significant management (since 6 Sep 2022)
    • [PRA CF] Managing a material risk taker (since 24 Jan 2019)
    • [FCA CF] Manager of certification employee (since 24 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2018)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 16 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

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