Richard Andrew Willis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NINETY ONE UK LIMITED

    FRN 122420

    • [FCA CF] Client dealing (since 25 Nov 2020)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (22 Apr 2016 to 8 Dec 2019)
  • Ninety One Fund Managers UK Limited

    FRN 145007

    • [FCA CF] Client dealing (since 25 Nov 2020)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (22 Apr 2016 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (25 Mar 2011 to 18 Dec 2015)
    • CF21 Investment Adviser (31 May 2007 to 10 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.