Richard Andrew Smith

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonebridge Mortgage Solutions Ltd

    FRN 454811

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 8 Mar 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jun 2004 to 16 Oct 2006)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (217)Employed By (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.