Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 7 Feb 2011)
- CF14 Risk Assessment (13 Apr 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Jan 2004 to 19 May 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.