Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF29 Significant management (18 Feb 2015 to 16 May 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF1 Director (AR) (17 Jul 2013 to 31 Dec 2014)
    • CF3 Chief Executive (AR) (17 Jul 2013 to 31 Dec 2014)
    • CF29 Significant management (28 Jan 2008 to 31 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.