Richard Andrew Fitzalan Howard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehage Fleming Investment Management Limited

    FRN 194382

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (20 Mar 2020 to 14 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 14 Apr 2020)
    • CF30 Customer (5 May 2011 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 11 Feb 2010)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • CF2 Non Executive Director (13 May 2005 to 9 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

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