Richard Andrew Butler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JULIAN HARRIS ADVISER NETWORK LIMITED

    FRN 304155

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
    • CF30 Customer (since 25 Mar 2026)
  • Julian Harris Financial Consultants

    FRN 153566

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 14 May 2020)
    • CF30 Customer (since 14 May 2020)
    • CF30 Customer (1 Nov 2007 to 17 Nov 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Richard Butler

    FRN 529661

    • (1)Employed By (since 16 Aug 2010)
  • Financial Care Services Limited (no longer approved here)

    FRN 192050

    • (3)Employed By (1 Dec 2001 to 17 Nov 2010)

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