Richard Anderson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ENGAGE SERVICES (ESL) LIMITED
FRN 692480
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (22 Nov 2017 to 8 Dec 2019)
Gentoo Genie Limited (no longer approved here)
FRN 533468
- CF10 Compliance Oversight (2 Sep 2015 to 14 Nov 2016)
- CF28 Systems and controls (9 Feb 2012 to 16 Jun 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.