Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (20 May 2019 to 3 Jun 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (15 Feb 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 8 Mar 2009)
    • CF26 Customer Trading (8 Jun 2005 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (1 Nov 2007 to 8 Mar 2009)
    • CF26 Customer Trading (8 Aug 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 8 Mar 2009)
    • CF26 Customer Trading (8 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.